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Compliance Challenges & Governance Strategies
Business Technology executives and managers have long demanded to be seen as full partners with other business leaders, and today's red-hot issues of compliance and governance pull them headlong into the middle of a complex maze of confounding regulations, shifting timetables, rapidly evolving IT issues, business and personal ethics, corporate policies, employee communication and training and enforcement, personal and corporate responsibility, digital archiving, immediacy of access, and much more.
Against that backdrop, where do you begin? Even companies that have been at this for a while and that have every intention of being fully compliant are challenged by the flood of new and evolving deadlines and requirements and penalties. On top of that, there's the sticky issue of having to change human behavior embodied in a company's business processes, and underlying that challenge is the matter of information technology: What's needed, how to deploy it, how to maximize effectiveness without blowing the budget, and how to ensure that these infrastructure and application tools simplify and accelerate the whole process rather than making it more complex and cumbersome.
Forum Topics Include:
Technology implications that new and existing regulations will have on financial-services firms
The personal and professional risks of non-compliance
The role of compliance in improving business relationships
How to benchmark your organization’s regulatory compliance initiatives against its peers
Questions? Please E-mail the Conference Concierge at: compliance@cmp.com
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